Why Broxton

Broxton is an income manager specializing in the design and delivery of income strategies for financial advisors and investment managers. Our mission is to serve as a trusted partner, helping firms strengthen and optimize their income portfolio allocations.

Approach

Our process involves three steps:
Quantitative analysis which involves structured reports produced by algorithms
Qualitative analysis which is based on 80 years of collective experience
Technical analysis gives important information on the market sentiment

Allen Cooke: "We designed complex algorithms that produce structured reports on cash flows, valuation and payment capabilities. Unlike other managers we regularly publish research on individual securities and newsletters with accurate market insights."

Company and Team

Team: Bob headed municipal trading desks at Drexel Burnham Lambert and Imperial Capital. Allen headed the corporate trading and research desks for Interfirst Capital and Western Securities. Cameron worked as an internal manager for new issue offerings on the fixed income trading desk at AllianceBernstein. Beth focuses on bond trading and managing offerings from our broker dealer relationships.

Broxton began on Broxton Avenue in the UCLA-Westwood area of Los Angeles. Broxton Avenue is named after the small village in Cheshire, England. The company has offices in San Juan, Los Angeles, and Memphis. We consider research and analysis to be at the core of our values.

Broxton's theme is endurance sports which is a strong metaphor for investing. While intense, endurance sports and investing are best performed at a submaximal level, focused on sustaining a pace rather than producing maximum effort for a short burst. Athletes and investors need strong mental fortitude to push through challenging conditions. The highest return income strategies are focused on compounding and total return.

Form ADV:

R. Allen Cooke

Mr. Cooke, the Portfolio Manager of Broxton Capital Advisors, has over 25 years of experience serving institutional and individual clients.

Prior to Broxton Capital Advisors, he was the head of Fixed Income Research and Trading for Western International Securities. Mr. Cooke has researched and correctly forecasted a number of economic situations involving companies, markets, and industries.

His financial history also includes complex analysis, of individual companies. Mr. Cooke has passed the following exams: Series, 65, 7, 86 (analyst license) and 87. Mr. Cooke has a B.A. from the University of Arizona in History and U.S. foreign policy.

Profiles

Cameron Davis

Cameron has over 15 years of sales, trading, and venture capital experience. Prior to working at Broxton he worked as the main point person for new issue offerings on the fixed income trading desk at AllianceBernstein. Cameron has passed the series 7, 57, 63 and holds the CMT designation. He graduated with a BA in finance from James Madison University.

Bob Cooke

Mr. Cooke (SNR.), a Managing Partner of Broxton Capital Advisors has over 40 years serving clients in fixed income and equity strategies. He was a Municipal Bond specialist at Drexel Burnham and a fixed income managing director at Imperial Capital.

Bob brings his deep knowledge of fixed income markets. Mr. Cooke has passed the series 65 and Series 7 exams. He has a B.A. in business from the University of Arizona.

Beth VanRood

Beth VanRood: Beth began her career, working with Bob, on bond trading and portfolio analysis. Beth specializes in fixed income strategies for Broxton. She began a career in finance in 2014.

Ms. VanRood holds the Series 65 license and a BA in Communications from the University of North Carolina at Chapel Hill.

Individuals & Families

Meeting Your Financial Goals

Broxton also manages for families and individuals. Wealth management is more than just investment advice. At Broxton our objective is stable growth and long term wealth building. Broxton minimizes the risks involved in investing and increases the probability of success by using our proprietary algorithms, sophisticated analysis, and our investment experience. We incorporate and expand on our strategies to preserve and grow wealth for individuals and families. We focus on

Your Investment Accounts - This is comprised of your diversified investment portfolios.

Retirement Assets - This is comprised of your pension and individual retirement account assets.

Real Estate Strategies - Owning your home and or investment real estate is part of any portfolio.

Broxton provides the following:

Portfolio Management
Retirement planning

Trust management

IRA rollovers: Pension conversions

Why Broxton

Approach

Company and Team

Profiles

Beth VanRood

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